CAIS Leadership Leadership

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Indeed, even a critic of Wall Street practices such as Mr. Carson views the expanding arena of alternative investments as an area where the Street can add value for advisers. “We are excited to invest in CAIS, one of the fintech leaders transforming alternative investment access for wealth management. At Apollo, we want more individuals to access alternative strategies capital integration systems and companies like CAIS help to bridge the gap between asset managers and advisors through their growing platform. We believe this latest funding round will support the company’s continued growth and success,” said Marc Rowan, Co-Founder and CEO of Apollo. If you work in the home office of a broker-dealer, a large RIA aggregator, or a bank and trust company with multiple advisor teams, branches, and offices, you may recognize the complexity of scaling alternative investing.

  1. Offer your advisors access to the CAIS platform—customized exclusively for them—to overcome barriers to entry in alternative investing.
  2. Many alternative asset managers are not focused on wealth managers because of their small scale.
  3. Indeed, even a critic of Wall Street practices such as Mr. Carson views the expanding arena of alternative investments as an area where the Street can add value for advisers.
  4. Even in the face of such skepticism, the budding relationship between Wall Street and the independent adviser market includes some of the biggest, boldest names in finance.
  5. They peaked in 2014 with 4 employees, and the recent trend shows the average number of employees on an incline.

Gain market insights and improve your alternative investment knowledge through articles, videos, and other educational resources from the CAIS team. Read our press releases or watch our latest media appearances to learn more about how we’re transforming the alternative investment ecosystem. Grow and diversify your investor base by accessing the independent wealth channel. VC is a people-business above all, but as AIs are getting closer and closer to being people, too, there’s a slew of new tools making their way to the market. Some of them (such as Connetic Ventures’ tools) are developed in-house and kept as proprietary tools giving VCs an edge, while others (DeckMatch and Headline) are spun out of VC firms in an attempt to carve up the startup investment space.

For asset managers, CAIS can help build their distribution network, capture new business, and cultivate relationships with independent financial advisors. Capital Integration Systems Llc has not filed any labor petitions for foreign workers from fiscal year 2018 to 2020. However, Capital Integration Systems had applied for LCA for H1B visa or LC for green card before 2012.

Customized experiences

NEW YORK—-CAIS, the leading alternative investment platform, today announced Ellen Levy and Neal Pawar have joined the company’s Board of Directors. Private equity-backed networks like Cetera Financial Group have been eager to expand. The latest deal will add 900 Voya advisers with $40 billion in client assets onto the independent broker-dealer’s platform. “We earn our trust every day with advisers,” he said, noting that Goldman offers strong investment products with a clear value proposition to advisers and their clients.

The company has been hiring employees since at least 2011 , and both the number of H1B employees and the average salary has been rising over time. Capital Integration Systems Llc is a company based in New York, Ny that has hired a total of 9 H1B Visa Employees as of 2020 across 1 locations, with the majority of hires in NY. Department of Labor typically certifies more than 3 times the number of foreign work requests than the number of H1B visas issued by USCIS. Our industry-leading technology and the support of our dedicated team empower you to define your advisors’ alternative investing experience. Capital addition is the cost involved for adding new assets or improving existing assets within a business, also called capital expenditures. Capital additions may take the form of adding new parts or features that are expected to increase the useful life of potential of an asset or may involve adding new assets to increase production or capacity.

Be sure to contact their HR department or hiring managers for their updated work visa policy. Harness the power of your relationships with RelSci Pro, the powerful platform for identifying relationship-driven business opportunities and connections that can propel your career forward. Short-term mutual fund trades and variable annuity switching is generally regarded in the retail securities industry as a way for brokers and advisers to increase commissions at the expense of clients. CAIS also is working with institutional consultant Mercer LLC, which has $6 trillion in client assets globally.

As an extension of the platform, CAIS delivers an on-demand, online learning experience, CAIS IQ, which is designed exclusively to help advisors deepen their knowledge and increase their confidence in alternative investment strategies. Access effective, reliable, and comparable fund performance data and place your firm or portfolio within the context of the alternative assets market. The Presence of Timothy Shannon’s profile does not indicate a business or promotional relationship of any kind between RelSci and Timothy Shannon. Expand your fundraising pool and make warm introductions to potential new business connections. Stay informed and up-to-date on your network with RelSci news and business alerting service. Nurture your network and further your business goals with smart intelligence on the people and companies that matter most to you.

Our Company

So while the Street has been intensifying its push into the independent adviser and broker-dealer marketplace over the past few years the problem — and it isn’t insignificant — is winning advisers’ trust. Our mission is to democratize access for independent financial advisors by breaking down barriers that prevent them from connecting with experienced alternative asset managers. Offer your advisors access to the CAIS platform—customized exclusively for them—to overcome barriers to entry in alternative investing. With our time-saving technology features, educational resources, due diligence via Mercer, and our dedicated support, advisors in your network can start scaling their alternative investment allocations and potentially attract more client assets. We believe financial advisors should have the ability to access alternative investment products. “CAIS has built a unique marketplace for alternatives through a commitment to excellent service and education.

We are building a super simple platform that is easy to get started with,” Theander says. If there’s truth to that, the lackadaisical attitude on the part of VCs may inadvertently have given Cap VC an opportunity. Capital Integration Systems is led by its CEO Matt Brown, President Tim Shannon, & Chief Operating Officer Brendan Cuddihy. Find RelSci relationships, employment history, board memberships, donations, awards, and more. With data and benchmarks that track back more than 40 years, Preqin Pro is the most trusted data provider in the industry.

CAIS Custom Funds

The company has issued securities pursuant to exemption provided under Regulation D. The transaction was raised at post money valuation of more than $1,000,000,000. All funds listed on the CAIS Marketplace undergo an independent review by Mercer,2 a leader in institutional investment and operational due diligence. Analyze platform physical architecturesSimplify the task of subsystem integration with automatic synthesis of wiring objects using configurable rules. This allows real-time wiring architecture studies and ensures the consistent application of intellectual property and engineering best practices.

CAIS continues to connect the wealth management ecosystem, making it easier for independent financial advisors to access alternative investments. Many alternative asset managers are not focused on wealth managers because of their small scale. By aggregating wealth managers and alternative investment products on one platform, CAIS seeks to make investments more efficient. Ten to 15 years ago, it would have been almost inconceivable for institutional money managers, private-equity funds and Wall Street investment banks to chase independent advisers.

RelSci Relationships are individuals Timothy Shannon likely has professional access to. Founded in 2009, CAIS, a fintech leader, supports over 32,000 advisors who oversee more than $4 trillion in network assets. Since its inception, CAIS has facilitated over $25 billion in transaction volume.

Top Competitors Of Cais Capital

Due diligence of alternative investments for independent broker-dealers has long been controlled by a handful of analysts with long-standing relationships with both broker-dealers and product sponsors. And it has also been the norm for the product sponsors — not the broker-dealers — to pay for due-diligence research. A clear opportunity in the independent adviser market for Mercer, and others, arose from the higgledy-piggledy manner of analysis and due diligence of alternative investments such as real estate investment trusts and BDCs, Mr. Eisenberg said. The fund is sponsored by Bluerock Real Estate LLC, a management company that has been raising money for a nontraded real estate investment trust.

CAIS is the pioneer in democratizing access to and education about alternative investments for independent financial advisors, empowering them to engage and transact with leading asset managers on a massive scale. CAIS delivers industry-leading technology, operational efficiency, and world-class client service throughout the pre-trade, trade, and post-trade experience. In 2009, CAIS set its sights on leveling the playing field by making alternative investments available to financial advisors everywhere. We built trusted relationships with financial advisors, asset managers, and a broad spectrum of service providers across the wealth management ecosystem. CAIS complements its fund offerings with independent due diligence provided by Mercer.